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Technology & Facility Relocation

Data Center, Systems and Network Infrastructure



CIO-On-Call and Interim Technology Management

Technology Strategy

Financial Services Compliance and Investment Companies

Useful Resources

This page contains links to useful standards and regulatory bodies as well as some of the Exchanges themselves.  These are useful resources for Compliance Reviews or if you are just looking for additional information on Investing


American Stock Exchange (AMEX)

Committee of European Securities Regulators (CESR)

Financial Accounting Standards Board (FASB)

Institutional Shareholder Services (ISS) 

International Organization of Securities Commissions (IOSCO) 

Investment Adviser Registration Depository (IARD) 

Investment Counsel Association of America (ICAA)

National Association of Securities Dealers - Regulation (NASDR)

National Association of Securities Dealers Automated Quotations (NASDAQ)

National Association of Securities Dealers, Inc. (NASD) 

New York Stock Exchange Euronext (NYSE) 

North American Securities Administrators Association (NASAA)

PCAOB Rulemaking

Public Company Accounting Oversight Board (PCAOB)

Public Investors Arbitration Bar Association (PIABA)

SEC Proposed Rules


Securities and Exchange Commission (SEC) Home

Securities Class Action Clearinghouse (Stanford)

Securities Industry Association (SIA)

Securities News provided by Google™ 

The American Institute of Certified Public Accountants (AICPA)

The Sarbanes-Oxley Forum 

U.S. House Committee on Financial Services

U.S. Senate Committee on Banking, Housing & Urban Affairs

World Federation of Exchanges



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